Pettinelli Financial Partners joins Stratos from Osaic. The firm's founder sought a succession plan.
The new certification is meant to get members thinking about clients' 401(k) income.
The exemption would be granted to salespeople who do not present themselves to clients as advisors, he said.
Painter, Smith & Amberg has joined the Prospera network of firms.
His pay jump was greater than every other major US bank CEO whose compensation has been disclosed.
Getting more out of Fridays has long been an issue for companies.
Wintrust Retirement Benefits Advisors serves more than 200 retirement plan sponsors.
Painter, Smith & Amberg says its four advisors have more than 100 years in combined experience.
Milley will advise the bank's board of directors, senior leaders and clients on dangers around the world.
Regal Wealth Advisors in Myrtle Beach has joined Cetera's Summit Financial Networks.
The leading financial network rolled out new offerings of every stripe to keep advisors coming.
November's elections could impact the agency's rule plans.
The cuts will reportedly affect less than 1% of employees in the wealth-management business.
The deal is expected to give LPL another 2,400 advisors, the firm said.
John J. Woods defrauded retirees, military veterans and other clients of their life savings, prosecutors said.
The enforcement action is part of an ongoing crackdown by the agency against undocumented business communications.
The management firm claims it was deceived by Goldman when it was seeking to sell itself in 2022.
The firm agreed to pay more than $50 million to settle at least four CFTC cases last year.
Fees can be intimidating to potential clients, the research company says.
About one in five Americans is bound by a noncompete agreement.